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[1.0] A Guided Tour Of Awk

v1.1.4 / chapter 1 of 3 / 01 apr 14 / greg goebel / public domain

* This chapter provides an overview of Awk and a quick tour of its use.


[1.1] AWK OVERVIEW
[1.2] AWK COMMAND-LINE EXAMPLES
[1.3] AWK PROGRAM EXAMPLE

[1.1] AWK OVERVIEW

* The Awk text-processing language is useful for such tasks as:

Awk has two faces: it is a utility for performing simple text-processing tasks, and it is a programming language for performing complex text-processing tasks. The two faces are really the same, however. Awk uses the same mechanisms for handling any text-processing task, but these mechanisms are flexible enough to allow useful Awk programs to be entered on the command line, or to implement complicated programs containing dozens of lines of Awk statements.

Awk statements comprise a programming language. In fact, Awk is useful for simple, quick-and-dirty computational programming. Anybody who can write a C program can use Awk with little difficulty, and those who would like to learn C may find Awk a useful stepping stone -- with the caution that Awk and C have significant differences beyond their many similarities.

There are, however, things that Awk is not. It is not really well suited for extremely large, complicated tasks. It is also an "interpreted" language -- that is, an Awk program cannot run on its own, it must be executed by the Awk utility itself. That means that it is relatively slow, though it is efficient as interpretive languages go, and that the program can only be used on systems that have Awk. There are translators available that can convert Awk programs into C code for compilation as stand-alone programs, but such translators have to be obtained separately.

One last item before proceeding: What does the name "Awk" mean? Awk actually stands for the names of its authors: "Aho, Weinberger, & Kernighan". Kernighan later noted: "Naming a language after its authors ... shows a certain poverty of imagination." The name is reminiscent of that of an oceanic bird known as an "auk", and so the picture of an auk often shows up on the cover of books on Awk.

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[1.2] AWK COMMAND-LINE EXAMPLES

* It is easy to use Awk from the command line to perform simple operations on text files. Suppose we have a file named "coins.txt" that describes a coin collection. Each line in the file contains the following information:

  metal  weight in ounces   date minted   country of origin   description

The file has the contents:

   gold     1    1986  USA                 American Eagle
   gold     1    1908  Austria-Hungary     Franz Josef 100 Korona
   silver  10    1981  USA                 ingot
   gold     1    1984  Switzerland         ingot
   gold     1    1979  RSA                 Krugerrand
   gold     0.5  1981  RSA                 Krugerrand
   gold     0.1  1986  PRC                 Panda
   silver   1    1986  USA                 Liberty dollar
   gold     0.25 1986  USA                 Liberty 5-dollar piece
   silver   0.5  1986  USA                 Liberty 50-cent piece
   silver   1    1987  USA                 Constitution dollar
   gold     0.25 1987  USA                 Constitution 5-dollar piece
   gold     1    1988  Canada              Maple Leaf

We could then invoke Awk to list all the gold pieces as follows:

   awk '/gold/' coins.txt

This tells Awk to search through the file for lines of text that contain the string "gold", and print them out. The result is:

   gold     1    1986  USA                 American Eagle
   gold     1    1908  Austria-Hungary     Franz Josef 100 Korona
   gold     1    1984  Switzerland         ingot
   gold     1    1979  RSA                 Krugerrand
   gold     0.5  1981  RSA                 Krugerrand
   gold     0.1  1986  PRC                 Panda
   gold     0.25 1986  USA                 Liberty 5-dollar piece
   gold     0.25 1987  USA                 Constitution 5-dollar piece
   gold     1    1988  Canada              Maple Leaf

This is all very nice, a skeptic might reply, but any "grep" or "find" utility can do the same thing. True, but Awk is capable of much more. For example, suppose we only want to print the description field, and leave all the other text out. We could then change the invocation of Awk to:

   awk '/gold/ {print $5,$6,$7,$8}' coins.txt

This yields:

   American Eagle  
   Franz Josef 100 Korona
   ingot   
   Krugerrand   
   Krugerrand   
   Panda   
   Liberty 5-dollar piece 
   Constitution 5-dollar piece 
   Maple Leaf

This example demonstrates the simplest general form of an Awk program:

   awk <search pattern> {<program actions>}

Awk searches through the input file for each line that contains the search pattern. For each of these lines found, Awk then performs the specified actions. In this example, the action is specified as:

   {print $5,$6,$7,$8}

The purpose of the "print" statement is obvious. The "$5", "$6", "$7", and "$8" are "fields", or "field variables", which store the words in each line of text by their numeric sequence. "$1", for example, stores the first word in the line, "$2" has the second, and so on. By default, a "word" is defined as any string of printing characters separated by spaces.

Since "coins.txt" has the structure:

  metal  weight in ounces   date minted   country of origin   description

-- then the field variables are matched to each line of text in the file as follows:

   metal:        $1
   weight:       $2
   date:         $3
   country:      $4
   description:  $5 through $8

The program action in this example prints the fields that contain the description. The description field in the file may actually include from one to four fields, but that's not a problem, since "print" simply ignores any undefined fields. The alert reader will notice that the "coins.txt" file is neatly organized so that the only piece of information that contains multiple fields is at the end of the line. That's a little contrived, but that's the way examples are.

* Awk's default program action is to print the entire line, which is what "print" does when invoked without parameters. This means that the first example:

   awk '/gold/'

-- is the same as:

   awk '/gold/ {print}'

Note that Awk recognizes the field variable $0 as representing the entire line, so this could also be written as:

   awk '/gold/ {print $0}'

This is redundant, but it does have the virtue of making the action more obvious.

* Now suppose we want to list all the coins that were minted before 1980. We invoke Awk as follows:

   awk '{if ($3 < 1980) print $3, "    ",$5,$6,$7,$8}' coins.txt

This yields:

   1908      Franz Josef 100 Korona
   1979      Krugerrand 

This new example adds a few concepts:

* The next example prints out how many coins are in the collection:

   awk 'END {print NR,"coins"}' coins.txt

This yields:

   13 coins

The first new item in this example is the END statement. To explain this requires extending the general form of an Awk program to:

   awk 'BEGIN              {<initializations>} 
        <search pattern 1> {<program actions>} 
        <search pattern 2> {<program actions>} 
        ...
        END                {<final actions>}'

The BEGIN clause performs any initializations required before Awk starts scanning the input file. The subsequent body of the Awk program consists of a series of search patterns, each with its own program action. Awk scans each line of the input file for each search pattern, and performs the appropriate actions for each string found. Once the file has been scanned, an END clause can be used to perform any final actions required.

So -- this example doesn't perform any processing on the input lines themselves. All it does is scan through the file and perform a final action: print the number of lines in the file, which is given by the "NR" variable. NR stands for "number of records". NR is one of Awk's "pre-defined" variables. There are others, for example the variable NF gives the number of fields in a line, but a detailed explanation will have to wait for later.

* Suppose the current price of gold is $425, and we want to figure out the approximate total value of the gold pieces in the coin collection. We invoke Awk as follows:

   awk '/gold/ {ounces += $2} END {print "value = $" 425*ounces}' coins.txt

This yields:

   value = $2592.5

In this example, "ounces" is a "user defined" variable, as opposed to the "standard" pre-defined variables. Almost any string of characters can be used as a variable name in Awk, as long as the name doesn't conflict with some string that has a specific meaning to Awk, such as "print" or "NR" or "END". There is no need to declare the variable, or to initialize it. A variable handled as a string variable is initialized to the "null string", meaning that if we try to print it, nothing will be there. A variable handled as a numeric variable will be initialized to zero.

So the program action:

   {ounces += $2}

-- sums the weight of the piece on each matched line into the variable "ounces". Those who program in C should be familiar with the "+=" operator. Those who don't can be assured that this is just a shorthand way of saying:

   {ounces = ounces + $2}

The final action is to compute and print the value of the gold:

   END {print "value = $" 425*ounces}

The only thing here of interest is that the two print parameters, the literal '"value = $"' and the expression "425*ounces", are separated by a space, not a comma. This concatenates the two parameters together on output, without any intervening spaces.

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[1.3] AWK PROGRAM EXAMPLE

* All this is fun, but each of these examples only seems to nibble away at "coins.txt". Why not have Awk figure out everything interesting at one time?

The immediate objection to this idea is that it would be impractical to enter a lot of Awk statements on the command line, but that's easy to fix. The commands can be written into a file, and then Awk can be told to execute the commands from that file as follows:

   awk -f <awk program file name>

Given an ability to write an Awk program in this way, then what should a "master" "coins.txt" analysis program do? Here's one possible output:

  Summary Data for Coin Collection:
  
     Gold pieces:                   nn
     Weight of gold pieces:         nn.nn
     Value of gold pieces:       n,nnn.nn

     Silver pieces:                 nn
     Weight of silver pieces:       nn.nn
     Value of silver pieces:     n,nnn.nn

     Total number of pieces:        nn
     Value of collection:        n,nnn.nn

The following Awk program generates this information:

   # This is an awk program that summarizes a coin collection.
   #
   /gold/    { num_gold++; wt_gold += $2 }      # Get weight of gold.
   /silver/  { num_silver++; wt_silver += $2 }  # Get weight of silver.
   END { val_gold = 485 * wt_gold;              # Compute value of gold.
         val_silver = 16 * wt_silver;           # Compute value of silver.
         total = val_gold + val_silver;
         print "Summary data for coin collection:";  # Print results.
         printf ("\n");
         printf ("   Gold pieces:                   %2d\n", num_gold);
         printf ("   Weight of gold pieces:         %5.2f\n", wt_gold);
         printf ("   Value of gold pieces:        %7.2f\n",val_gold);
         printf ("\n");
         printf ("   Silver pieces:                 %2d\n", num_silver);
         printf ("   Weight of silver pieces:       %5.2f\n", wt_silver);
         printf ("   Value of silver pieces:      %7.2f\n",val_silver);
         printf ("\n");
         printf ("   Total number of pieces:        %2d\n", NR);
         printf ("   Value of collection:         %7.2f\n", total); }

This program has a few interesting features:

* This program can be stored in a file named "summary.awk", and invoked as follows:

   awk -f summary.awk coins.txt

The output is:

   Summary data for coin collection:

      Gold pieces:                    9
      Weight of gold pieces:          6.10
      Value of gold pieces:        2958.50

      Silver pieces:                  4
      Weight of silver pieces:       12.50
      Value of silver pieces:       200.00

      Total number of pieces:        13
      Value of collection:         3158.50

* This information provides enough background to make good use of Awk. The next chapter provides a much more complete description of the language.

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